Washington State

Office of the Attorney General

Attorney General

Bob Ferguson

AGO 1956 NO. 334 > Oct 26 1956

(1) An individual soliciting the sale of securities to members of the public under a solicitation permit pursuant to RCW chapter 48.06 must comply with the terms of RCW 21.04.090.   (2) Companies for whom individuals under RCW 48.06.090 sell securities are required to be licensed pursuant to RCW 21.04.030.